Acting for ASIC in civil penalty proceedings concerning contraventions of the Corporations Act 2001 (Cth) arising from the defendant’s failure to provide Product Disclosure Statements to retail clients and to make target market determinations. Led by PH Solomon KC, instructed by Clayton Utz.
Appearing for ASIC in a review of a Disqualification Decision made under s 206F of the Corporations Act 2001 (Cth). Led by Dr P Bender, instructed by ASIC’s Administrative Law Team.
Acting for the defendant in civil penalty proceedings concerning target market determination obligations under s 994E(3) of the Corporations Act 2001 (Cth). Led by W Harris KC, instructed by King & Wood Mallesons.
Acting for ASIC in a civil penalty proceeding concerning contraventions of the National Consumer Credit Protection Act 2009 (Cth) and the National Credit Code arising from the respondent’s processes for responding to hardship notices. With L Chircop, instructed by ASIC.
Acting for the defendants in a matter concerning the management of a firm — costs determination. Led by S G Finch SC, instructed by Gilbert + Tobin. Following re; Arada Australia Pty Ltd [2025] NSWSC 1292.
Acting for the plaintiff in a matter concerning a proposed scheme of arrangement. Unled, instructed by Holding Redlich. Following Clemenger Group Limited, in the matter of Clemenger Group Limited [2025] FCA 1161.
Acting for the defendants in a matter concerning the management of a firm. This case involved applications for an interlocutory injunction. Led by S G Finch SC, instructed by Gilbert + Tobin. Followed by re; Arada Australia Pty Ltd (No 2) [2025] NSWSC 1293.
For the defendant in a corporations matter. The case involved the question of whether a former non-executive director was entitled to equity-based instruments under the terms of a shareholder resolution – proper construction of shareholders’ resolution – privity of statutory contract. Instructed by Herbert Smith Freehills Kramer.
Acting for the plaintiff in a matter concerning a proposed scheme of arrangement. Unled, instructed by Holding Redlich. Followed by Clemenger Group Limited, in the matter of Clemenger Group Limited (No 2) [2025] FCA 1289.
Final hearing of application for orders under s 1101B of the Corporations Act 2001 (Cth) following findings of contravention; acting for ASIC, led by Michael Borsky KC, Chris Tran and Dan Fuller, with Nic Congram, instructed by MinterEllison.
Application for orders under s 1323(1) of the Corporations Act 2001 (Cth) for the appointment of receivers and asset preservation orders; acting for ASIC, led by Edward Goodwin KC, instructed by MinterEllison.
For appellant in an attempt to induce suppliers of flat steel products to reach price fixing understandings. Led by M Borsky KC, instructed by Gilbert + Tobin.
Acting for the plaintiffs — Unfair preference claims (“running account” and “good faith” defence); construction of deed of settlement and release. Instructed by K&L Gates.
Application for orders under s 1101B of the Corporations Act 2001 (Cth); acting for ASIC, led by Michael Borsky KC, Chris Tran and Dan Fuller, with Nic Congram, instructed by MinterEllison