Year
Application for orders under s 1101B of the Corporations Act 2001 (Cth); acting for ASIC, led by Michael Borsky KC, Chris Tran and Dan Fuller, with Nic Congram, instructed by MinterEllison
Year
Acting for the respondents in a matter concerning restraint covenants in an employment contract. This case involved applications to strike out pleadings and applications for leave. Unled, instructed by Russells Lawyers.
Year
For a respondent in contract interpretation dispute. Unled, instructed by Strongman & Crouch.
Year
For the defendant in a matter concerning financial services and superannuation trustee. Led by P Solomon KC, instructed by Allens.
Year
Acting for the respondent in a case concerning a banning order prohibiting the applicant from providing financial services. Unled, instructed by ASIC.
Year
Acting for the plaintiff in a case involving financial services performed by a superannuation trustee. Led by O Bigos KC, with D Luxton; instructed by ASIC.
Year
For the applicant in the AMP ‘BOLR’ Class Action relating to changes to Buyer of Last Resort Policy. Led by R G Craig KC, K Loxley and R Rozenberg, instructed by Corrs Chambers Westgarth. Followed by Equity Financial Planners Pty Ltd v AMP Financial Planning Pty Ltd (No 2) [2023]…
Year
For the defendant in the AMP ‘BOLR’ Class Action relating to changes to Buyer of Last Resort Policy. Led by D Batt KC and T Spencer-Bruce, instructed by King & Wood Mallesons. Followed by Equity Financial Planners Pty Ltd v AMP Financial Planning Pty Ltd (No 2) [2023] FCA 1033….
Year
For the applicant in a consumer law matter in a case concerning admitted contraventions of the National Consumer Credit Protection Act 2009 (Cth). Led by O Bigos KC, instructed by Australian Government Solicitor.
Year
Regulatory proceeding concerning numerous breaches of the Corporations Act 2001 (Cth) and the Australian Securities and Investments Commission Act 2001 (Cth). P H Solomon QC, M Hosking and S Hogan acting for the plaintiff, instructed by the Australian Government Solicitor.
Year
Penalty judgement regarding breaches of best interests obligations in provision of financial advice. Led by C M Kenny QC, instructed by the Australian Securities and Investments Commission.
Year
Acting for the first defendant in a financial services matter involving best interests obligations. For the first defendant, P Crutchfield KC, C Parkinson KC, and S Hogan; instructed by Gilbert + Tobin.
Year
Trial about breach of best interests obligations in provision of financial advice; successful against financial services licensee and individual adviser; acted for ASIC, led by Caroline Kenny QC with List A barristers Daniel Snyder, Glyn Ayres and Paul Annabell. In this case, the Federal Court found that an Australian financial…
Year
Acting for the first defendant in a case concerning financial services. Led by M Wise KC; instructed by Arslan Lawyers.
