Acting for ASIC in civil penalty proceedings concerning contraventions of the Corporations Act 2001 (Cth) arising from the defendant’s failure to provide Product Disclosure Statements to retail clients and to make target market determinations. Led by PH Solomon KC, instructed by Clayton Utz.
Acting for the defendant in civil penalty proceedings concerning target market determination obligations under s 994E(3) of the Corporations Act 2001 (Cth). Led by W Harris KC, instructed by King & Wood Mallesons.
Acting for ASIC in a civil penalty proceeding concerning contraventions of the National Consumer Credit Protection Act 2009 (Cth) and the National Credit Code arising from the respondent’s processes for responding to hardship notices. With L Chircop, instructed by ASIC.
Final hearing of application for orders under s 1101B of the Corporations Act 2001 (Cth) following findings of contravention; acting for ASIC, led by Michael Borsky KC, Chris Tran and Dan Fuller, with Nic Congram, instructed by MinterEllison.
Application for orders under s 1101B of the Corporations Act 2001 (Cth); acting for ASIC, led by Michael Borsky KC, Chris Tran and Dan Fuller, with Nic Congram, instructed by MinterEllison
Acting for the plaintiffs in a class action. Led by Jeremy Stoljar SC, with Dion Fahey, instructed by Maurice Blackburn. This matter was one of two class actions against various lenders concerning the payment of flex commissions to car dealers, along with Fox v Westpac Banking Corporation (No 2) [2023] VSC…
Acting for the respondents in a matter concerning restraint covenants in an employment contract. This case involved applications to strike out pleadings and applications for leave. Unled, instructed by Russells Lawyers.
Acting for the defendant in a environmental law matter. Rossiter, an ANZ shareholder, alleged the defendant was inadequately managing climate change risk. Discontinued in May 2024.
Acting for the plaintiff in a case involving financial services performed by a superannuation trustee. Led by O Bigos KC, with D Luxton; instructed by ASIC.